Manager of Conflicts and New Business Intake
Winthrop & Weinstine PA
Minneapolis, MN
The Manager of Conflicts and New Business Intake is responsible for developing and executing all Firm policies and procedures relating to Conflicts and New Business Intake. The Manager works closely with the General Counsel, the Chief Operating Offic..
Read more
Read less
Posted
24 days ago
Senior Manager, CUSO Financial Crimes Governance
RBC
Minneapolis, MN
Job Summary Job Description What is the Opportunity? The Senior Manager will support the U.S. Financial Crimes Chief Administrative Officer in the ongoing operation of the Combined U.S. Operations ("CUSO") Financial Crimes regulatory compliance manag..
Read more
Read less
Posted
19 days ago
Compliance Officer - FINOP's Compliance
RBC
Minneapolis, MN
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance with SEC, FINRA, OCC, FICC, and DTC rules and regulation..
Read more
Read less
Posted
2 months ago
Hospice Compliance and Quality Assurance RN
COH Holdings
Blaine, MN
Olive Grove Hospice-Blaine Minnesota Full Time Pay Range: $80+ Hospice Compliance and Quality Assurance RN Olive Grove Hospice, is seeking a Compliance and Quality Assurance RN to join our team. This position is responsible for all Compliance and the..
Read more
Read less
Posted
2 days ago
Director, Risk Management (R25_0000001356)
Ameriprise Financial
Minneapolis, MN
Responsible for the execution and maintenance of a first line of defense risk management program to support the Service & Operations (S&O) organization. In this role, the candidate will ensure corporate risk framework is fully maintained; this includ..
Read more
Read less
Posted
1 month ago
Executive Director Specialist RN
Gentiva
Minneapolis, MN
Our Company Gentiva Hospice is a member of the Gentiva family - an industry leader in hospice, palliative, home health, and personal home care. Our place is by the side of those who need us, offering physical, spiritual and emotional support to patie..
Read more
Read less
Posted
30 days ago
Senior Manager, Client Risk Prevention
RBC
Minneapolis, MN
Job Summary Job Description What is the opportunity? As Client Risk Prevention Senior Manager in the Business Risk Oversight team, you will manage the team responsible for the intake and case management of incidents of fraud, financial exploitation a..
Read more
Read less
Posted
1 month ago
Director, Risk Management (R25_0000001356)
Ameriprise Financial
Minneapolis, MN
Responsible for the execution and maintenance of a first line of defense risk management program to support the Service & Operations (S&O) organization. In this role, the candidate will ensure corporate risk framework is fully maintained; this includ..
Read more
Read less
Posted
1 month ago
Compliance Officer - FINOP's Compliance
RBC
Minneapolis, MN
Job Summary Job Description What is the opportunity? Collaborate with team members to provide oversight and advice to the organization's financial and operations departments to drive compliance with SEC, FINRA, OCC, FICC, and DTC rules and regulation..
Read more
Read less
Posted
2 months ago
Trade Compliance Specialist
Fastenal Company Inc
Goodview, MN
Job Description Trade Compliance Specialist 4730 N Service Dr, Winona, MN 55987 HEADP Full-time Shift(s): MON TUE WED THU FRI 7:00am - 5:00pm OVERVIEW: Working as Full-time Trade Compliance Specialist, you will be a key player in executing Fastenal's..
Read more
Read less
Posted
21 days ago